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Compliance Navigator

Answers regulatory questions and reviews documents for compliance.

8,921uses
4.9rating

Opens in new workspace

Approved for production use
Data never leaves our systems
Audit logging enabled
v3.2.0·Jan 12·Enhanced SEC Rule 17a-4 guidance and email review integration

Try This

Ask: "Can I say this in a client email?" and get compliant alternatives instantly.

Impact & Value

Reduce compliance violations by 40%

Save 5 hours/week on regulatory research

Real-time guidance prevents costly mistakes

What this agent can do

Answers regulatory questions (FINRA, SEC, banking regulations)
Reviews documents for compliance violations
Suggests compliant language for client communications
Learns your role and department context over time
Proactive alerts on regulatory changes

Integrations

Microsoft 365
Slack
ServiceNow
Compliance Systems

Who uses this

Compliance OfficerFinancial AdvisorInvestment Banker

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AI Agent

  • Conversational interface
  • Remembers your context
  • Learns your preferences
  • Proactive suggestions

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Resources

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